Director, Multi-Jurisdictional Corporate Service Provider
29/01/2020
We would like to thank Comsure for a pragmatic and cost effective solution and completion to our summer compliance project.
What was most impressive was how you distributed work-loads among your team. This distribution resulted in your charges remaining manageable. Unlike other quotes from your peer competitors, it seems Comsure can charge lower rates for lower level tasks rather than Directors charging themselves out for admin activity.
By way of background – following the acquisition of another regulated company (tripping our size and geographical footprint) and the resultant identification that some of our existing systems and controls would be inadequate regarding scale and scope to meet the needs of the business and regulatory requirements, you came to our help. Although our demands and timetable were aggressive Comsure delivered all the core work within the summer months, on time and budget. The project work included the following:
- A new compliance monitoring plan and methodology bespoke to the firm’s requirements
- A new risk management framework and risk register, ensuring there is a direct collaboration with the company’s risk profile and regulatory licences
- Drafting and redrafting of policies and procedures where they were missing or inadequate
- Implementation of a new financial crime policy, controls and training for staff
- Introduction of a new Training and Competency Framework
We will be seeking your support again and would recommend your services.
Thank you Comsure
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As well as owning and publishing Comsure's copyrighted works, Comsure wishes to use the copyright-protected works of others. To do so, Comsure is applying for exemptions in the UK copyright law. There are certain very specific situations where Comsure is permitted to do so without seeking permission from the owner. These exemptions are in the copyright sections of the Copyright, Designs and Patents Act 1988 (as amended)[www.gov.UK/government/publications/copyright-acts-and-related-laws]. Many situations allow for Comsure to apply for exemptions. These include 1] Non-commercial research and private study, 2] Criticism, review and reporting of current events, 3] the copying of works in any medium as long as the use is to illustrate a point. 4] no posting is for commercial purposes [payment]. (for a full list of exemptions, please read here www.gov.uk/guidance/exceptions-to-copyright]. Concerning the exceptions, Comsure will acknowledge the work of the source author by providing a link to the source material. Comsure claims no ownership of non-Comsure content. The non-Comsure articles posted on the Comsure website are deemed important, relevant, and newsworthy to a Comsure audience (e.g. regulated financial services and professional firms [DNFSBs]). Comsure does not wish to take any credit for the publication, and the publication can be read in full in its original form if you click the articles link that always accompanies the news item. Also, Comsure does not seek any payment for highlighting these important articles. If you want any article removed, Comsure will automatically do so on a reasonable request if you email info@comsuregroup.com.