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Home News GFSC issues fines totalling £431,900.00 along with prohibitions on x3 officers holding a supervised role.
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GFSC issues fines totalling £431,900.00 along with prohibitions on x3 officers holding a supervised role.

12/07/2024

On 19 June 2024, the Guernsey Financial Services Commission (“the Commission”[GFSC]) decided to issue a financial penalty TOTALLING £431,900.00  [£266,000.00, £63,000.00, £63,000.00, and £39,900.00] to Trident Trust Company (Guernsey) Limited  [the Licensee] and 3 directors.

The 3 directors who were also banned from holding a supervised role.

THE X3 OFFICERS FINED AND BANNED WERE:-

DETAILS OF THE X3 OFFICERS FINED AND BANNED ARE AS FOLLOWS:-

Mrs Boonyasinee (“Kwan”) Queripel (Date of Birth 13 March 1976) of Foinavon, Havilland Vale, St. Peter Port, Guernsey, GY1 2UN

  • Mrs Queripel was:-
    • The Compliance Officer at the Firm from 16 July 2015 to 30 March 2019,
    • Its Money Laundering Reporting Officer (“MLRO”) and Money Laundering Compliance Officer (“MLCO”) from 31 March 2019 to 1 June 2021.
    • Fined £39,900.00 and
    • Banned from holding a supervised role for 1 year 9 months.

Mr Ryan Daniel Dekker (Date of Birth 28 June 1977) of Amatola, 3 Le Petit Frappier, Rue des Marettes, St Martin, GY4 6JH

Mr Mark Wilson Le Tissier (Date of Birth 24 April 1963) of L’Esperance, Epinelle Road, St Sampson, Guernsey, GY2 4YY

  • Mr Le Tissier was:-
    • The Managing Director of the Firm from 17 December 1999 to 31 March 2015 and
    • European Managing Director from 1 April 2015 to May 2023.
    • Fined £63,000.00 and
    • Banned from holding a supervised role for 2 years 10 months.
      • 8th July 2024 = Prohibitions =Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 19 June 2024 until 19 April 2027: holding a supervised role.

https://www.gfsc.gg/news/mr-mark-wilson-le-tissier-date-birth-24-april-1963-lesperance-epinelle-road-st-sampson

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As well as owning and publishing Comsure's copyrighted works, Comsure wishes to use the copyright-protected works of others. To do so, Comsure is applying for exemptions in the UK copyright law. There are certain very specific situations where Comsure is permitted to do so without seeking permission from the owner. These exemptions are in the copyright sections of the Copyright, Designs and Patents Act 1988 (as amended)[www.gov.UK/government/publications/copyright-acts-and-related-laws]. Many situations allow for Comsure to apply for exemptions. These include 1] Non-commercial research and private study, 2] Criticism, review and reporting of current events, 3] the copying of works in any medium as long as the use is to illustrate a point. 4] no posting is for commercial purposes [payment]. (for a full list of exemptions, please read here www.gov.uk/guidance/exceptions-to-copyright]. Concerning the exceptions, Comsure will acknowledge the work of the source author by providing a link to the source material. Comsure claims no ownership of non-Comsure content. The non-Comsure articles posted on the Comsure website are deemed important, relevant, and newsworthy to a Comsure audience (e.g. regulated financial services and professional firms [DNFSBs]). Comsure does not wish to take any credit for the publication, and the publication can be read in full in its original form if you click the articles link that always accompanies the news item. Also, Comsure does not seek any payment for highlighting these important articles. If you want any article removed, Comsure will automatically do so on a reasonable request if you email info@comsuregroup.com.  

news disclaimer -

As well as owning and publishing Comsure's copyrighted works, Comsure wishes to use the copyright-protected works of others. To do so, Comsure is applying for exemptions in the UK copyright law. There are certain very specific situations where Comsure is permitted to do so without seeking permission from the owner. These exemptions are in the copyright sections of the Copyright, Designs and Patents Act 1988 (as amended)[www.gov.UK/government/publications/copyright-acts-and-related-laws]. Many situations allow for Comsure to apply for exemptions. These include 1] Non-commercial research and private study, 2] Criticism, review and reporting of current events, 3] the copying of works in any medium as long as the use is to illustrate a point. 4] no posting is for commercial purposes [payment]. (for a full list of exemptions, please read here www.gov.uk/guidance/exceptions-to-copyright]. Concerning the exceptions, Comsure will acknowledge the work of the source author by providing a link to the source material. Comsure claims no ownership of non-Comsure content. The non-Comsure articles posted on the Comsure website are deemed important, relevant, and newsworthy to a Comsure audience (e.g. regulated financial services and professional firms [DNFSBs]). Comsure does not wish to take any credit for the publication, and the publication can be read in full in its original form if you click the articles link that always accompanies the news item. Also, Comsure does not seek any payment for highlighting these important articles. If you want any article removed, Comsure will automatically do so on a reasonable request if you email info@comsuregroup.com.